| TABLE OF AUTHORITIESiii
STATEMENT OF INTEREST OF AMICI
CURIAEix
INTRODUCTION1
ARGUMENT3
I. THE DISTRICT COURT’S DECISION IS
AT ODDS WITH EVERY OTHER
FEDERAL COURT TO HAVE
CONSIDERED THE ISSUE.3
A. The Supreme Court Established in
United States v. Miller
that the Second Amendment Does Not Confer a Right to Bear
Arms Unrelated to
Militia Service.3
B. The District Court’s Opinion Is
Premised on a
Misreading of Miller.7
C. All Other Federal Courts, Including this
Circuit, Have
Interpreted Miller as Rejecting a Right to Bear Arms Unrelated to Militia
Service9
II. THE DISTRICT COURT’S DECISION
IGNORES THE HISTORY BEHIND
THE CREATION OF THE SECOND AMENDMENT.13
A. The District Court Misconstrues
the History of the
Drafting of the Second Amendment.13
B. The District Court Ignores the
History of Gun Control
that Preceded the Second Amendment.22
CONCLUSION26
APPENDIX
CERTIFICATE OF SERVICE
CERTIFICATE OF COMPLIANCE
TABLE OF AUTHORITIES
CASES
Arnold v. City of Cleveland,
616 N.E.2d 163 (Ohio 1993)
12
Aymette v. State, 21 Tenn. 154 (1840) 14
Bonner v. City of Prichard, 661 F.2d 1206 (11th Cir. 1981) 12
Burton v. Sills, 248 A.2d 521 (N.J. 1968), appeal dismissed, 394 U.S. 812 (1969) 6, 12,
23
Engblom v. Carey, 677 F.2d 957 (2d Cir.
1982) 4
Fraternal Order of Police v. United
States, 173 F.3d 898 (D.C.
Cir. 1999) 12
Fresno Rifle & Pistol Club, Inc. v. Van
de Kamp, 965 F.2d 723 (9th
Cir. 1992) 6
Gillespie v. City of Indianapolis,
No. 98-2691, 1999 WL 463577 (7th Cir.
July 9, 1999) 11
Hamilton v. Accu-Tek, 935 F. Supp. 1307 (E.D.N.Y. 1996)
12
Hickman v. Block, 81 F.3d 98 (9th Cir. 1996) 12, 14
In re Brown, 189 B.R. 653 (Bankr. M.D. La. 1995)
10
In re Evans, 57 Cal. Rptr. 2d 314 (Cal. Ct. App. 1996)
12
Love v. Pepersack, 47 F.3d 120 (4th Cir. 1995) 11
Lewis v. United States, 445 U.S. 55 (1980)5
National Association of Government
Employees, Inc. v. Barrett, 968 F. Supp. 1564 (N.D. Ga. 1997),
aff’d, 155 F.3d 1276 (11th Cir. 1998)
12
Presser v. Illinois, 116 U.S. 252 (1886) 6
Quilici v. Village of Morton Grove,
695 F.2d 261 (7th Cir.
1982)6
Robertson v. Baldwin, 165 U.S. 275 (1897) 23
Rodriguez v. INS, 9 F.3d 408 (5th Cir. 1993) 5
Rolf v. City of San Antonio,
77 F.3d 823 (5th Cir.
1996)5
State v. Rupp, 282 N.W.2d 125 (Iowa 1979) 12
Stevens v. United States, 440 F.2d 144 (6th Cir. 1971) 11
Thomas v. City Council of Portland,
730 F.2d 41 (1st Cir. 1984)
11
United States v. Broussard, 80 F.3d 1025 (5th Cir. 1996) 9, 10
United States v. Cruikshank, 92 U.S. 542 (1875) 6
United States v. Emerson, 46 F. Supp. 2d 598, 611 (N.D. Tex. 1999)
passim
United States v. Giles, 640 F.2d 621 (5th Cir. 1981) 5
United States v. Graves, 554 F.2d 65 (3d Cir. 1977) 11
United States v. Hale, 978 F.2d 1016 (8th Cir. 1992) 9
United States v. Henson, Crim. No. 2:99-00068, 1999 WL 412803 (S.D. W.
Va. June 14, 1999) 7
United States v. Johnson, 441 F.2d 1134 (5th Cir. 1971) 9
United States v. Miller, 307 U.S. 174 (1939) passim
United States v. Nelsen, 859 F.2d 1318 (8th Cir. 1988) 11
United States v. Oakes, 564 F.2d 384 (10th Cir. 1977) 12
United States v. Rybar, 103 F.3d 273 (3d Cir. 1996) 7, 8
United States v. Toner, 728 F.2d 115 (2d Cir. 1984) 11 United States v. Williams, 446 F.2d 486 (5th Cir. 1971) 9
United States v. Wright, 117 F.3d 1265 (11th Cir.), cert. denied, 118 S.
Ct. 584 (1997) 12
Vietnamese Fishermen’s Association v.
Knights of the Ku Klux Klan, 543 F. Supp. 198 (S.D. Tex. 1982) 10, 21
Wright v. United States, 302 U.S. 583 (1938) 13
CONSTITUTIONAL PROVISIONS AND
STATUTES
U.S. Const. art. I, Û 8, cl.
1522
U.S. Const. art. I, Û 8, cl.
1615
U.S. Const. art. III, Û 3, cl.
122
U.S. Const. amend. II 1, 14
18 U.S.C. Û 922(g)(8) 5
MISCELLANEOUS
Akhil Reed Amar, Second Thoughts,
The New Republic, July 12,
199921
Archives of Maryland (William H. Browne et
al. eds, 1885-96)24
Bailey English Dictionary
(1759)15
Michael A. Bellesiles, Gun Laws in Early
America: The Regulation of
Firearms Ownership, 1607–1794, 16 Law. & Hist. Rev. 567 (1998)24
Brief for United States, United States v.
Miller, 307 U.S. 174 (1939)
(No. 696)4
Carl T. Bogus, The Hidden History of the
Second Amendment, 31 U.C.
Davis L. Rev. 309 (1998)2
The Complete Bill of Rights (Neil H. Cogan
ed., 1997)18
The Debates in the Several State Conventions
on the Adoption of the Federal
Constitution (Jonathan Eliot
ed., 1836; rprt. 1941)16, 17, 20
Dyche English Dictionary
(1794)14
The Federalist (Benjamin Fletcher Wright ed.
1961)16
Hans Delbruck, The Dawn of Modern
Welfare (W.J. Renfroe, Jr.,
trans.) (1985)8
Erwin W. Griswold, Phantom Second Amendment
"Rights," Wash. Post, Nov. 4,
1990, at C71
P.B. Munsche, Gentlemen and Poachers:
The English Game Laws 1671–1831
(1981)24
Harold L. Peterson, Arms and Armor in
Colonial America 1526–1783
(1956)25
The Public Records of the Colony of
Connecticut Prior to the Union
with New Haven Colony (H.
Trumbull et al. eds., 1850-59)25
Recent Cases, 8 Geo. Wash. L. Rev. 230
(1939-40) 4
Recent Decisions, 38 Mich. L. Rev. 403
(1940)4
Richard B. Schmitt, Whose Right?,
Wall Street J., May 25, 1999, at
A12 Bernard Schwartz, The Bill of
Rights: A Documentary History
(1971)24
The State Records of North Carolina (Walter
Clark ed., 1901-03)25
Martin Van Creveld, Technology and War
(1991)8
Webster’s Dictionary (1828)15
Garry Wills, To Keep and Bear Arms,
N.Y. Rev. of Books, Sept. 21, 199514,
21
STATEMENT OF INTEREST OF AMICI CURIAE
The amici submitting this brief, who
are described in greater detail in the Appendix, consist of eleven
national law enforcement organizations and the Center to Prevent Handgun
Violence. The law enforcement amici, taken together, represent
hundreds of thousands of law enforcement officers who face the daily
threat of handgun violence and who rely upon gun control laws in the
ongoing war against violent crime. All of the amici are committed to
preventing handgun violence and to keeping prohibited persons from
possessing handguns and other weapons. The gun control laws of the
United States provide law enforcement with a valuable tool in this
effort. Both parties, through
counsel, have consented to amici’s submission of this brief.
INTRODUCTION
As former Solicitor General Erwin
Griswold has noted, the meaning of the Second Amendment to the U.S.
Constitution1/ is "perhaps the most well-settled proposition in American
constitutional law."2/ Sixty years ago, the U.S. Supreme Court held
in United States v. Miller, 307 U.S. 174 (1939), that the Second Amendment
was designed to protect only the ability of the states to maintain a
well-regulated militia. Since Miller, every federal court that has
considered the issue — including this Court — has rejected the contention
that the Second Amendment confers a right to firearm possession unrelated
to militia service. Notwithstanding this settled case law, the
court below held that the Second Amendment entitled Timothy Joe Emerson —
a man with no relation to a "well-regulated militia" and who was subject
to a restraining order requiring him not to come near his wife or her
daughter — to possess the firearm of his choice. Federal law
prohibits persons who are subject to a domestic violence restraining order
from possessing weapons. Emerson was indicted for possession of a
firearm while subject to a restraining order after an incident in which he
allegedly threatened his estranged wife with a Beretta pistol and pointed
it at her child. By dismissing the indictment as violative of the
Second Amendment, the district court ruled that Emerson’s right to a gun
trumped federal law designed to prevent domestic violence.
The lower court’s notion that the
Second Amendment prevents the federal government from prohibiting
individuals subject to domestic violence restraining orders from
possessing guns is wholly unsupported in precedent, history, or common
sense.3/ The district court’s opinion not only is fundamentally
flawed in its interpretation and reasoning but also creates a dangerous
precedent that, if left unchecked, threatens the welfare of this country’s
citizens. Its decision cannot be permitted to stand.
ARGUMENT
I. THE DISTRICT COURT’S DECISION IS AT ODDS
WITH EVERY OTHER FEDERAL COURT TO HAVE CONSIDERED THE ISSUE.
A. The Supreme Court Established in
United States v. Miller that the Second Amendment Does Not Confer a Right
to Bear Arms Unrelated to Militia Service.
Every federal court that has been
faced with a Second Amendment challenge — except the district court below
— has recognized that United States v. Miller, 307 U.S. 174 (1939),
represents the authoritative interpretation of the Second Amendment.
In Miller, the defendants challenged their indictment under section 11 of
the National Firearms Act as a violation of the Second Amendment.
Although they were successful in the district court, the Supreme Court
unanimously rejected their contention. Stating that the "obvious
purpose" of the Amendment was "to assure the continuation and render
possible the effectiveness" of the state militia, the Court held that the
Amendment "must be interpreted and applied with that end in view." Id. at
178 (emphasis added).4/ With this principle in mind, the Court then
noted that, historically, militia members were expected to supply their
own arms "when called for service" to "[t]he militia which the States were
expected to maintain and train." Id. at 178-79.5/ Thus, the
Court clearly viewed the right to "keep and bear arms" in the Second
Amendment as referring only to the means by which the state militia were
to be armed.6/ Because the Miller defendants had not made any
showing that their "possession or use" of a shotgun had "some reasonable
relation to the preservation or efficiency of a well regulated militia,"
id. at 178, they could claim no protection under the Second
Amendment. The Supreme
Court has twice reaffirmed its holding in Miller. In Lewis v. United
States, 445 U.S. 55 (1980), the Court considered, inter alia, whether 18
U.S.C. Û 1202(a)(1), which criminalizes possession of a firearm by a
convicted felon, could survive an equal protection challenge. If the
statute had infringed a fundamental right, the Court would have been
required to analyze the statute’s constitutionality using strict scrutiny,
under which the statute would have to be narrowly tailored to fit a
compelling interest to survive review. See, e.g., Rolf v. City of
San Antonio, 77 F.3d 823, 828 (5th Cir. 1996). Instead, the Court
used rational-basis review, noting that the legislative restriction at
issue "[did not] trench upon any constitutionally protected
liberties." Id. at 65 n.8 (citing Miller and three lower court cases
rejecting Second Amendment challenges). This conclusion would have
been impossible to reach if Miller were not regarded by the Court itself
as standing for the proposition that the Second Amendment does not create
a fundamental right to possess a firearm.7/ Similarly, the Court
dismissed the appeal in Burton v. Sills, 248 A.2d 521 (N.J. 1968), in
which the state court held that the Second Amendment did not confer a
right to bear arms unrelated to militia service, for "want of a
substantial federal question." Burton v. Sills, 394 U.S. 812
(1969). This dismissal would not have been appropriate if the Court
felt that Miller’s interpretation of the Second Amendment was open to
question.8/ In short, the
Supreme Court established the scope of the Second Amendment in Miller and
has seen no need to revisit the issue since. The district court’s
conclusion that "Miller did not answer the crucial question of whether the
Second Amendment embodies an individual or collective right to bear arms,"
United States v. Emerson, 46 F. Supp. 2d 598, 608 (N.D. Tex. 1999), is
simply wrong. Whether labeled "individual" or "collective," the
right, according to Miller, is inextricably connected to service in the
organized state militia. B.
The District Court’s Opinion Is Premised on a Misreading of
Miller.
Despite the unchanged position of the
Supreme Court since 1939, the district court reaches a contrary holding by
fundamentally misreading Miller.9/ Contrary to the district court’s
assertion that Miller’s holding was based on the lack of evidence relating
"a sawed-off shotgun" to the "preservation or efficiency of a well
regulated militia," Emerson, 46 F. Supp. 2d at 608, "the Miller Court
assigned no special importance to the character of the weapon."
United States v. Rybar, 103 F.3d 273, 285-86 (3d Cir. 1996).
Instead, the Supreme Court made clear that its holding was based on the
lack of evidence relating "possession or use" of a sawed-off shotgun to
the "preservation or efficiency of a well regulated militia."
Miller, 307 U.S. at 178 (emphasis added). In other words, the Court
considered not only whether the weapon in question was of a type used by
the military but also whether the defendant’s possession or use of that
weapon had any relation to participation in an organized state
militia. The district court’s characterization of Miller as a case
in which the Court "simply chose a very narrow way to rule," Emerson, 46
F. Supp. 2d at 608, results from its ignoring the key words "possession or
use" in the Miller Court’s opinion. The district court’s opinion
reflects no evidence that Emerson’s possession of a weapon can satisfy the
proper test. The district
court’s misreading leads it to conclude erroneously that Miller leaves
open the possibility that the Second Amendment provides an individual
right to possess any weapon that "clearly ha[s] a potential military
use." Id. The district court persists in this conclusion even
after noting the support this misreading would give to "some of the most
extreme anti-gun control arguments; for example, that the individual
citizen has a right to keep and bear bazookas, rocket launchers, and other
armaments that are clearly used for modern warfare, including, of course,
assault weapons." Id.10/ No other court has adopted such an
apocalyptic reading of Miller. Rather, as noted below, the federal
courts have uniformly focused on the "reasonable relationship" between an
individual’s possession or use of a weapon and the effective operation of
a militia. See, e.g., Rybar, 103 F.3d at 285-86. Indeed,
because "[al]most any lethal weapon has a potential military use," United
States v. Hale, 978 F.2d 1016, 1020 (8th Cir. 1992), such an
interpretation can be the only logical choice. C. All Other Federal Courts, Including this
Circuit, Have Interpreted Miller as Rejecting a Right to Bear Arms
Unrelated to Militia Service.
Although the district court
acknowledges that "several other federal courts" have rejected the
argument that the Second Amendment establishes an individual right to gun
possession, Emerson, 46 F. Supp. 2d at 607, it fails to note that this
Circuit has held likewise. In two cases, United States v. Johnson,
441 F.2d 1134 (5th Cir. 1971), and United States v. Williams, 446 F.2d 486
(5th Cir. 1971), this Circuit, citing Miller, rejected out of hand the
defendants’ Second Amendment challenges to their conviction for unlawful
possession of a firearm. See Johnson, 441 F.2d at 1136 (defendant’s
constitutional argument "misconstrues the Second Amendment"); Williams,
446 F.2d at 487 (defendant’s constitutional argument was "answered
adversely to appellant’s contention" in Miller). And in United
States v. Broussard, 80 F.3d 1025 (5th Cir. 1996), this Court, noting the
defendant’s concession that the Second Amendment, "which concerns
possession of weapons for a well-organized militia," was inapplicable,
refused to "discover or declare a new constitutional right to possess
weapons under the Ninth Amendment." Id. at 1041. Thus, the
district court’s conclusion that "[w]hether the Second Amendment
recognizes an individual right to keep and bear arms is an issue of first
impression within the Fifth Circuit," Emerson, 46 F. Supp. 2d at 600, is
simply incorrect. The district
courts in this Circuit — apart from the court below — have likewise
respected Miller’s authority. In Vietnamese Fishermen’s Association
v. Knights of the Ku Klux Klan, 543 F. Supp. 198 (S.D. Tex. 1982), the
court held that enjoining the activities of a paramilitary affiliate of
the Ku Klux Klan would not implicate the Second Amendment. Because
the "express language" of the Amendment prohibits only interference with
militia "organized by the State," the court held, "the Second Amendment
does not imply any general constitutional right for individuals to bear
arms and form private armies." Id. at 210 (citing Miller).
Similarly, the court in In re Brown, 189 B.R. 653 (Bankr. M.D. La. 1995),
refused to grant a debtor a statutory bankruptcy exemption for "arms and
military accoutrements" to cover his personal weapon collection. In
holding that "arms" necessarily referred to weapons used for military
purposes, the court noted that Miller established that the Second
Amendment "was intended to provide for the right to maintain a
well-regulated state militia . . . and did not refer to or extend a right
to persons to keep and bear arms for their person." Id. at
665. No court in this Circuit — other than the district court below
— has reached a different conclusion. In addition, no appellate court has accepted
the argument that the Second Amendment guarantees an individual
right. See, e.g., Thomas v. City Council of Portland, 730 F.2d 41,
42 (1st Cir. 1984) ("Established case law makes clear that the federal
Constitution grants appellant no right to carry a concealed handgun.");
United States v. Toner, 728 F.2d 115, 128 (2d Cir. 1984) (gun possession
not a fundamental right); United States v. Graves, 554 F.2d 65, 66 n.2 (3d
Cir. 1977) (dicta) (Miller controlling on individual rights question);
Love v. Pepersack, 47 F.3d 120, 124 (4th Cir. 1995) (Second Amendment
"does not confer an absolute individual right to bear any type of
firearm"); Stevens v. United States, 440 F.2d 144, 149 (6th Cir. 1971)
(because Second Amendment right applies only to state militias, "there can
be no serious claim to any express constitutional right of an individual
to possess a firearm"); Gillespie v. City of Indianapolis, No. 98-2691,
1999 WL 463577, at *14 (7th Cir. July 9, 1999) (Second Amendment
"establishes no right to possess a firearm apart from the role possession
of the gun might play in maintaining a state militia") (upholding 18
U.S.C. Û 922(g)(9)); United States v. Nelsen, 859 F.2d 1318, 1320 (8th
Cir. 1988) (no plausible claim that challenged statute "would impair any
state militia"); Hickman v. Block, 81 F.3d 98, 101 (9th Cir. 1996) (Second
Amendment "is a right held by the states, and does not protect the
possession of a weapon by a private citizen"); United States v. Oakes, 564
F.2d 384, 387 (10th Cir. 1977) (individual right to gun possession "has
long been rejected"); see also United States v. Wright, 117 F.3d 1265,
1273 (11th Cir.) (Second Amendment limited to "the possession or use of
weapons that is reasonably related to a militia actively maintained and
trained by the states"), cert. denied, 118 S. Ct. 584 (1997);11/ Fraternal
Order of Police v. United States, 173 F.3d 898, 906 (D.C. Cir. 1999) (no
evidence presented on statute’s "material impact on the
militia").12/ In short, the
federal courts are unanimous: The Second Amendment does not create
an individual right to bear arms unrelated to service in a state-organized
militia.
II. THE DISTRICT COURT’S DECISION IGNORES
THE HISTORY BEHIND THE CREATION OF THE SECOND AMENDMENT.
Even if the mandatory authority of
Miller is disregarded, an original analysis of the language and history of
the Second Amendment commands the same result: The Amendment does
not confer an individual right to gun possession unrelated to militia
service. A. The District Court
Misconstrues the History of the Drafting of the Second
Amendment.
It is a fundamental principle of
constitutional interpretation that one must give effect to every word of
the passage being interpreted. See, e.g., Wright v. United States,
302 U.S. 583, 588 (1938) ("In expounding the Constitution of the United
States . . . every word must have its due force, and appropriate meaning;
for it is evident from the whole instrument, that no word was
unnecessarily used, or needlessly added.") (internal quotation
omitted). This principle applies with equal force here. Unlike
the other amendments in the Bill of Rights, the Second Amendment contains
an introductory clause that provides clear contextual and interpretive
guidance: A well regulated militia,
being necessary to the security of a free State, the right of the people
to keep and bear arms, shall not be infringed. U.S. Const., amend. II (emphasis added). This
clause cannot be considered mere surplusage, leaving "the right of the
people to keep and bear arms" unmodified. Rather, as the Court
explained in Miller, the Amendment "must be interpreted and applied" in
light of this clause, which makes clear that the "obvious purpose" of the
Amendment is "to assure the continuation and render possible the
effectiveness" of the militia. Miller, 307 U.S. at 178 (emphasis
added). A plain reading of the Amendment — including the
introductory clause — demonstrates that "the right of the people to keep
and bear arms" exists only to support the "well regulated militia"
necessary to maintain "the security of a free State." See, e.g.,
Hickman, 81 F.3d at 102 ("[In light of the introductory clause], it is
only in furtherance of state security that ‘the right of the people to
keep and bear arms’ is finally proclaimed."). Thus, a correct
interpretation of the Amendment must rely, in the first instance, on the
common understanding of "militia."13/ The Framers understood "militia" to refer to an
organized, state-sponsored group of individuals acting in the common
defense. Article I, section 8, of the Constitution granted Congress
the power "[t]o provide for organizing, arming, and disciplining, the
Militia, and for governing such Part of them as may be employed in the
Service of the United States," U.S. Const. art I, Û 8, cl. 16, a grant of
power that necessarily implies governmental organization.
Contemporaneous dictionary definitions of "militia," moreover, speak in
terms of organized, governmental groups drawn from the residents of an
area. See, e.g., Bailey English Dictionary (1759) (defining
"militia" as "a certain number of the inhabitants of a city or country,
formed into companies and regiments, for the defence of it"); Webster’s
Dictionary (1828) (defining "militia" as "the able bodied men organized
into companies, regiments and brigades, with officers of all grades, and
required by law to attend military exercises on certain days only, but at
other times left to pursue their usual occupations"). In addition, statements made contemporaneously
with the drafting of the Amendment speak of participation in the militia
in terms that are compatible only with the concept of a militia as a
governmental organization. Alexander Hamilton, for example,
questioned in Federalist 24 whether the militia would "submit to be
dragged from their occupations and families to perform that most
disagreeable duty in time of profound peace." The Federalist No. 24
(Alexander Hamilton), at 207 (Benjamin Fletcher Wright ed. 1961). In
Federalist 29, Hamilton acknowledged that a truly "well-regulated militia"
would require frequent "military exercises and evolutions." Id. No.
29 (Alexander Hamilton), at 228-29. James Madison, similarly,
described a militia as a group of citizens "united and conducted by
governments possessing their affections and confidence." Id. No. 46
(James Madison), at 334. Luther Martin, in his letter to the
Maryland legislature on the 1787 Convention, suggested that if the states’
control of their militia were completely ceded to Congress, the citizenry
might actually be grateful, "as thereby they would be freed from the
burdens of militia duties, and left to their own private occupations and
pleasures." Luther Martin’s Letter to the Maryland Legislature, in 1
The Debates in the Several State Conventions on the Adoption of the
Federal Constitution 371-72 (Jonathan Eliot ed., 1836; rprt. 1941)
[hereinafter Debates].14/ And in the 1790 congressional debate on
the Militia Bill, it was noted that "[t]he burden of militia duty lies
equally upon all persons." 4 Debates 423 (statement of Mr.
Williamson). These statements — describing participation in the
militia as "well-regulated" and as a "duty" — can be reconciled only with
an understanding of a "militia" as a regulated, governmental unit acting
in collective defense of the state.15/ The conclusion that the Second Amendment was
intended to provide for state-organized defense — a group of individuals
acting with collective authority — is further supported by the reason for
the Amendment’s existence. The newly drafted Constitution created a
national government with previously untested powers. The Bill of
Rights, of which the Second Amendment is a part, was thus designed to
amend the Constitution "in order to prevent misconstruction or abuse of
its powers." Resolution of the First Congress, March 4, 1789, in 1
Debates 338. The debates among the states reflected a fear that
giving Congress power over the militia would enable Congress not simply to
regulate the militia but also to disarm it completely, leaving the states
at the whim of the federal government. In this sense, the state
militias were thought to function as the "bulwarks of our liberties,"
Statement by Gov. Randolph, in 3 Debates 400, and thus were properly
preserved in the Bill of Rights as the mechanism by which the limitation
on the federal government might be enforced. Early drafts of the Amendment further confirm
its purpose as preserving the ability of the states to defend themselves
against an overreaching federal government. As originally proposed
by Madison in the House in June 1789, the amendment was clearly directed
at preserving organized militia: The
right of the people to keep and bear arms shall not be infringed; a well
armed, and well regulated militia being the best security of a free
country; but no person religiously scrupulous of bearing arms, shall be
compelled to render military service in person.
The Complete Bill of Rights 169 (Neil H.
Cogan ed., 1997). The provision for a conscientious objector
exemption to militia duty — a provision that would be irrelevant if the
Amendment were intended to guarantee a right to weapon possession
unrelated to militia service — was a key component of the version of the
Amendment that passed the House. See id. at 170 (House Committee of
Eleven Report, July 28, 1979); id. at 173 (H. Res. Aug. 24,
1789).16/ The district court
below acknowledges that the concept of a militia must guide the
interpretation of the Second Amendment. See Emerson, 46 F. Supp. 2d
at 602-07. But the district court misinterprets the historical
record by basing its holding almost entirely on an equation of the
"militia" with the public generally, and concluding from that equation
that the Framers must have intended that the right to bear arms belong to
individual members of the citizenry. Id. at 604. But the fact
that the militia was drawn from the general population — in other words,
that many citizens were eligible for membership — is entirely different
from saying that the militia should simply be indiscriminately equated
with the population at large. The district court’s failure to
understand this distinction is well illustrated by its reliance on a
statement by George Mason: "‘Who are the militia? They consist now
of the whole people.’" Id. What the district court overlooks,
however, is that Mason’s discussion continues: If that paper on the table gets no alteration, the
militia of the future day may not consist of all classes, high and low,
and rich and poor; but they may be confined to the lower and middle
classes of the people, granting exclusion to the higher classes of the
people. . . . Under the present government, all ranks of people are
subject to militia duty. 3 Debates
425-26. Mason’s concern, quite clearly, was that if Congress were
permitted full control over the militia, it might grant exemption from
military service to federal elites, rather than distributing militia
"duty" among the people generally. No such concern would be
implicated if the Second Amendment conferred a right to bear arms wholly
unrelated to militia service.17/ The district court’s reliance on Patrick Henry
also undermines its holding. Henry, as the court noted, did state
that "‘[t]he great object is, that every man be armed,’" Emerson, 46 F.
Supp. 2d at 605. But Henry went on to note, as the district court
neglects to mention: But we have
learned, by experience, that, necessary as it is to have arms, and though
our Assembly has, by a succession of laws for many years, endeavored to
have the militia completely armed, it is still far from being the
case. When this power is given up to Congress without limitation or
bounds, how will your militia be armed? 3 Debates 386. When Henry’s statement is read
in context, it is clear that his goal that "every man be armed" was
directed toward a successful state militia (in which each militia member
had the use of a gun) — not toward arming members of the public for their
individual needs. Thus, the district court’s false syllogism — that
because the militia was understood as being drawn from the people
generally, the Second Amendment accords an individual right to bear arms —
is equivalent to stating that because juries are drawn from the people
generally, the Seventh Amendment ("the right of trial by jury shall be
preserved") accords citizens the right to independently form a jury and
judge the guilt or innocence of their fellow citizens. See Akhil
Reed Amar, Second Thoughts, The New Republic, July 12, 1999; Garry Wills,
supra ("[A]t no time preceding the passage of the Second Amendment could
any man be considered a militia member just by picking up his gun and
proclaiming himself one."). Clearly, neither conclusion is
correct. The dangers that are
likely to arise from affirmance of the district court’s view that any
citizen can declare himself a militia member are demonstrated by the
Vietnamese Fishermen’s Association case, cited supra. In that case,
the "Texas Emergency Reserve," the paramilitary arm of the Ku Klux Klan,
attempted to gain the protections of the Second Amendment for their armed
harassment of Vietnamese fisherman (including hanging a fisherman in
effigy during a "boat parade") by claiming that the group constituted a
militia. The court wisely rejected this contention, noting that "the
Second Amendment does not imply any general constitutional right for
individuals to bear arms and form private armies." 543 F. Supp. at
210. If the Second Amendment is interpreted as conferring a right to
"keep and bear arms" wholly unrelated to participation in a
state-sponsored militia, however, there is no logical basis to prevent
members of the KKK or any other group from "bearing arms" in paramilitary
activities to prepare for their eventual use against the government or
other perceived enemies. Indeed, under the district court’s theory,
any group claiming to be a militia would be entitled to gun possession,
even if the group’s goal was to arm itself against the government
(including the state-sponsored militia). Clearly the Framers did not
intend an interpretation of the Second Amendment that would encourage the
destruction of the constitutional government they had just
created.18/ B. The District
Court Ignores the History of Gun Control that Preceded the Second
Amendment.
The district court similarly
misinterprets the history of firearm regulation that preceded the drafting
of the Second Amendment — history that necessarily provides guidance on
the scope of the Amendment. It is undisputed that the Second
Amendment was — like the other portions of the Bill of Rights — intended
simply to restrain the power of the federal government against the
states. In other words, the Amendment did not itself create any
rights; rather, it merely prohibited the federal government from
infringing whatever rights were already in existence. As the Court
held in Robertson v. Baldwin, 165 U.S. 275 (1897), the law is "perfectly
well settled" that the Bill of Rights were not intended to lay down any novel principles of
government, but simply to embody certain guaranties and immunities which
we had inherited from our English ancestors, and which had, from time
immemorial, been subject to certain well-recognized exceptions, arising
from the necessities of the case. In incorporating these principles
into the fundamental law, there was no intention of disregarding the
exceptions, which continued to be recognized as if they had been formally
expressed. Thus . . . the right of the people to keep and bear arms
(art[icle] 2) is not infringed by laws prohibiting the carrying of
concealed weapons... . Id. at 281-82
(emphasis added). By declaring that "the right of the people to keep
and bear arms shall not be infringed," the Second Amendment does not
create a right; it limits abridgment of whatever right already
existed. Thus, it is impossible to consider the scope of the right
mentioned in the Second Amendment without reference to the law existing at
the time the Amendment was enacted. Contrary to the court’s conclusion that the
English Bill of Rights (1689) "codif[ied] the individual right to bear
arms," Emerson, 46 F. Supp. 2d at 602, English tradition was not one of
unfettered possession. See, e.g., Burton, 248 A.2d at 526 ("The
common law did not recognize any absolute right to keep and bear arms. . .
."); 1 Bernard Schwartz, The Bill of Rights: A Documentary History
43 (1971) ("‘that the subjects which are Protestants may have arms for
their defence suitable to their conditions and as allowed by law’")
(quoting English Bill of Rights); Michael A. Bellesiles, Gun Laws in Early
America: The Regulation of Firearms Ownership, 1607–1794, 16 Law.
& Hist. Rev. 567, 571 (1998) ("Within weeks of the completion of the
Bill of Rights, Parliament voted to disarm Catholics . . . [and later
passed] the militia acts that granted the lords lieutenant the power to
disarm anyone whenever they considered it necessary for public peace.");
P.B. Munsche, Gentlemen and Poachers: The English Game Laws 1671–1831 12
(1981) (Game Act of 1671 authorized seizure of all guns kept on a manor by
those who failed to meet property qualifications for hunting). In
short, the perceived needs of the country trumped any individual right to
firearm possession. In keeping
with the tradition of its English ancestry, this country also regulated
gun possession both before and after the American Revolution. In the
mid-eighteenth century, Maryland forbade ownership of guns by Catholics
and seized the weapons of any eligible male who refused to serve in the
militia. See Archives of Maryland 52:448-74 (William H. Browne et
al. eds., 1885-96). Colonial legislatures from New Hampshire to
South Carolina imposed communal storage of firearms and permitted them to
be removed only in times of crisis or for muster day. See Harold L.
Peterson, Arms and Armor in Colonial America 1526–1783 321-335
(1956). Even during the American Revolution, Connecticut and North
Carolina impressed firearms without hesitation. See J. H. Trumbull
et al., eds., The Public Records of the Colony of Connecticut Prior to the
Union with New Haven Colony (1850-59); Walter Clark, ed., The State
Records of North Carolina (1901-03). Consistently, individual gun
possession yielded to collective needs. Ignoring this long tradition, the district
court has invented an absolute right of individuals to possess arms.
The historical record demonstrates that such a right has never been part
of the history of this country. CONCLUSION For the foregoing reasons, amici request that
the Court reverse the judgment of the district court and hold that the
Second Amendment does not establish a right to bear arms apart from
participation in an organized state militia. Respectfully
submitted,
______________________________ Eric J. Mogilnicki
Laura A.
Heymann
Wilmer, Cutler
& Pickering 2445 M Street, N.W.
Washington,
D.C. 20037 (202) 663-6000
Counsel for Amici
Curiae
OF COUNSEL:
Dennis A. Henigan Rachana Bhowmik Jonathan E. Lowy
Center to Prevent Handgun Violence
Legal Action Project 1225 I Street, N.W. Washington, D.C. 20005 (202) 289-7319
September 3, 1999
APPENDIX DESCRIPTION OF AMICI CURIAE
The Center to Prevent Handgun
Violence, chaired by Sarah Brady, is a non-profit organization working to
reduce handgun deaths and injuries through education, research, and legal
advocacy. The Center’s Legal Action Project, through direct
assistance to victims of gun violence and amicus curiae filings, advocates
legal principles that will reduce gun violence. The Federal Law Enforcement Officers
Association is the nation’s largest organization representing federal law
enforcement officers and criminal investigators. The Hispanic American Police Command Officers
Association represents 1,500 command law enforcement officers and
affiliates from municipal police departments, county sheriffs, and state
and federal agencies. The
International Association of Chiefs of Police is the largest organization
of police executives and line officers in the world. It represents more
than 17,000 members in 112 countries. The International Brotherhood of Police
Organizations (IBPO) is an affiliate of the Service Employees
International Union and is the largest police union in the AFL-CIO.
IBPO represents over 50,000 officers. The Legal Community Against Gun Violence is
dedicated to reducing gun violence through public education, litigation,
and legislative advocacy. The
Major Cities Chiefs (MCC) is composed of police executives representing
the largest cities in the United States. MCC provides a unique forum
for urban police chiefs to discuss common problems, share information, and
develop strategies. The
National Association of Police Organizations represents 4,000 law
enforcement organizations, with over 220,000 sworn law enforcement
officers, 3,000 retired officers, and more than 100,000 citizens who share
a common dedication to fair and effective crime control and law
enforcement. The National
Black Police Association represents approximately 35,000 individual
members and more than 140 chapters. Through its chapters, it serves
as a national network for the training and education of all police
officers and the community. The National Organization of Black Law
Enforcement Executives represents 3,500 members nationwide, primarily
police chiefs, command-level officers and criminal justice
educators. The Police
Executive Research Forum (PERF) is a national association of progressive
law enforcement officials who are dedicated to advancing innovative
policing practices through research, leadership and debate. PERF’s
police executive members serve more than 50 percent of the nation’s
population. The Police
Foundation is an organization dedicated to supporting innovation and
improvement in policing. It conducts research in police behavior,
policy and procedure, and works to transfer to local agencies the best new
information about effective police practices. CERTIFICATE OF COMPLIANCE Pursuant to 5th Cir. R. 32.2 and .3, the
undersigned certifies this brief complies with the type-volume limitations
of Fed. R. App. P. 32(a)(7). 1. Exclusive of the exempted portions in 5th
Cir. R. 32.2, the brief contains 6,493 words. 2. The brief has been prepared in
proportionally spaced typeface using WordPerfect 6.1 in Times New Roman,
14 point. 3. The undersigned
understands a material misrepresentation in completing this certificate,
or circumvention of the type-volume limits in Fed. R. App. P. 32(a)(7),
may result in the Court’s striking the brief and imposing sanctions
against the person signing the brief.
____________________________________ Eric J.
Mogilnicki |